Business Continuity Plan Disclosure
FINRA Rule 6151 Disclosure
First Tryon Securities, LLC (the “Firm”) is an introducing member firm who has entered into a fully disclosed clearing agreement with Hilltop Securities Inc. The Firm intends to comply with SEC Rule 606(a) order routing disclosure requirements by adopting Hilltop Securities Rule 606(a) Reports. First Tryon does not receive compensation for directing order flow to Hilltop Securities.
The Hilltop 606(a) reports can be found by clicking the “FINRA Rule 6151 Disclosure” link above.
